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FINANCIAL INSTITUTIONS

The issues facing financial institutions vary according to the type of practice and by evolving regulations put into place by Congress. While the majority of claims against financial institutions come from routine operations – a customer slips and falls, an employee injures someone in an auto accident, etc., there are other unique situations that are becoming increasingly prevalent.

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Professional liability is a major issue in today’s regulatory and litigation environment.

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Privacy, cyber liability and identity theft affect financial institutions to a greater degree than other companies – largely due to government regulations.

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Banks or mortgage lenders can face liability over lending and foreclosure issues.

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Venture capital and private equity firms have their own special needs.

AHT understands the need for comprehensive protection and brings extensive experience and knowledge in the financial space to all of our clients.

Departments of insurance at each state that an insurance company or brokerage firm could possibly respond to.

WHY AHT FOR FINANCIAL INSTITUTIONS

AHT has a deep level of expertise and experience in the Community/Regional banking space as well as in the Investment Advisor/Fund/Real Estate space. Specific to banking, AHT has one of the largest market shares for retail brokers. Our banking clients range from $216M in assets to over $40B.

We are often featured as presenters and panelists at national banking conferences and have been frequently quoted in publications such as Bank Director, Corporate Board member and even the Wall Street Journal in an article regarding insurance premiums in the community bank arena.

DID YOU KNOW?

AHT offers D&O policy audits at a discounted rate for banks that attend Bank Director conferences and at no cost for those banks that are DirectorCorp members.

“Dennis has provided excellent customer service to AmeriNat this past year. As we transitioned into a new ownership structure in a very tightly regulated industry, Dennis walked us through step by step what needed to be done to ensure there would be no lapse in coverage.”

Adrienne Thorson

CEO, AmeriNational

2017 State of the D&O Market Report by AHT’s Michael Tomasulo, Dennis Gustafson & Jonathan Maio
Cyber Crimes Require the Right Liability Insurance – Bank Director Digital Magazine | Risky Business
Could Your Insurance Cover the Latest Disability Claims? by Dennis Gustafson, AHT
featured on BankDirector.com
What’s Changing in Bank D&O Insurance? by Dennis Gustafson, AHT
featured on BankDirector.com
2017 State of the D&O Market Report by AHT’s Michael Tomasulo, Dennis Gustafson & Jonathan Maio
Cyber Crimes Require the Right Liability Insurance – Bank Director Digital Magazine | Risky Business
Could Your Insurance Cover the Latest Disability Claims? by Dennis Gustafson, AHT
featured on BankDirector.com
What’s Changing in Bank D&O Insurance? by Dennis Gustafson, AHT
featured on BankDirector.com

PRODUCTS & SERVICES

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Cyber Liability

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Directors & Officers Liability

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Employment Practices Liability

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Environmental Liability Programs For Mergers & Acquisitions

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Errors & Omissions Liability

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Excess FDIC

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Excess SIPC

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Fidelity Bonds & Coverage

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Identity Theft & Privacy Issues

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Loss Mitigation Programs For Mergers & Acquisitions

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Mail Insurance

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Mortgage Impairment Insurance

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Outside Directorship Liability

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Representations & Warranties For Mergers & Acquisitions

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Surety Bonds

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Tax Opinion Liability For Mergers & Acquisitions

CLIENT SUCCESS

A banking client recently experienced some litigation against one of the banks officers. AHT helped in the negotiation which resulted in over $2.5M of claims payments from both the D&O carrier and the Bond carrier.

Talk to Our Financial Professionals

Contact Us